Disclaimer
Transparency First, Informed Decisions Always.
This document has been prepared by Arise Capital Investment Consultants LLC (“Arise”) for discussion and/or information purposes only and does not constitute either an offer or the solicitation of an offer to enter into securities or any other transaction. This document is an indicative summary of various strategies. It is not intended to set forth a final expression of the future performance of the strategy and it may be amended, superseded or replaced in its entirety, or part by subsequent strategies and governing parameters and should not be relied on. Should a transaction ultimately be entered into between us, the final terms and conditions of the transaction will be set out in full in a binding transaction document and reference should be made only to such document and not this indicative document for definitive information. This document shall not constitute an undertaking, an offer to sell, or the solicitation of an offer to buy any securities, commodities or other instruments, or a recommendation to enter into any transaction by Arise. Nor is it an official or unofficial confirmation of terms. Although the indicative historical performance set forth herein is reflective of past events, as of the date of this communication, under which we believe an issuance of securities or other transactions might be structured, no assurance can be given that such an issuance or transaction could in fact be executed, nor is any entity obligated to issue such securities or obligations or enter into any transaction, nor can it be relied upon as a guide for future performance. To the extent that you subsequently enter into a transaction with Arise and/or any of its affiliates this would be on the basis that you were transacting with us as principal (and not as agent or in any other capacity, fiduciary or otherwise) and no other person would have an interest herein. All information, terms and pricing set forth herein is indicative and subject to change without notice. Any opinions expressed herein reflect our judgment at the date and time hereof and are subject to change without notice. The information contained in this document has been internally developed or taken from trade and statistical services and other sources which we deem reliable, but no warranty is made that such information is accurate or complete and it should not be relied upon as such.
Transactions of the type described herein may involve a high degree of risk and the value of such investments may be highly volatile. Such risks may include without limitation risk of adverse or unanticipated market developments, risk of insufficiency and risk of illiquidity. In certain transactions counterparties may lose their entire investment or incur an unlimited loss.
These strategies are not available to Retail Investors and can only be entered into by Qualified and Institutional investors. This requires the completion of certain documentation, along with Definitive Agreements for an investment and finally certain “Know Your Customer” information required within jurisdiction. Should you require any further information regarding these requirements please contact an authorized representative of Arise.